The Protestant Ethic and the Spirit of Capitalism

by

Max Weber

The Protestant Ethic and the Spirit of Capitalism: Part 2, Section 1 Summary & Analysis

Summary
Analysis
Weber states that there are four primary sources of Protestant asceticism: Calvinism, Pietism, Methodism, and the Baptist sects. These denominations all link together in various ways and sometimes cross over each other, such as the Baptists and Calvinists, who were originally opposed but became nearly identical to each other over the centuries. Doctrinal differences, even over predestination, also shifted and combined so that each tradition was “mutually influenced” by each other. Weber argues that although it might seem prudent to ignore the individual doctrines and look only at the practical effects, one must understand the “dogmatic roots” of Protestant asceticism to truly understand its evolution through history. The religious doctrines produced the morality, which in turn created the “psychological drives” that led to the capitalist spirit.
Weber’s recognition that the various Protestant denominations interact, merge, and contradict each other suggests that organized religion tends to be dynamic, moving and shaping with the progress of history, both affecting and affected by historical change. His insistence on examining individual doctrines rather than only practical outcomes again suggests that religious ideologies themselves shape the way people see themselves, thus affecting how society operates. The views on morality especially seem to shape the way a person conducts their day-to-day life.
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Weber states that the primary point of Calvinist doctrine, the single issue that made several governments see the denomination as a national threat, is the doctrine of “election by grace.” Weber quotes the articles of the “Westminster Confession” of 1647, where the doctrine of election (or predestination) was canonized. According to the articles, human beings are wholly wretched, unable to come to God on their own. Thus, God graciously chose a minority of people for salvation, long before he made the earth. These people are the “elect,” whom God reveals himself to over the course of their lives. The rest of humanity is damned to hell, as they deserve to be according to humanity’s inherent wickedness.
Widespread governmental opposition to the doctrine of predestination suggests that even in the early days of Calvinism, many recognized both its severity and potentially dangerous implications. Although Weber claims to take a neutral stance, his description of Calvinism tends toward bleakness, suggesting that he may be personally opposed to the denomination’s teachings. Calvinism’s position that that humanity cannot do anything to reach salvation on their own demonstrates the dark side of belief in God’s providence, since it implies that God chooses to send most people to hell.
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The writer, Milton, claimed he’d rather go to hell than submit to Calvinism’s ideal of God. However, Weber claims that he is not aiming to make value judgments, only examining the doctrine’s effect in history. John Calvin, its progenitor, “conceptualized” this theory in stages. With each doctrinal debate he had with his opponents, the doctrine of election grew more firmly entrenched in his thinking. In Calvin’s view, humanity exists to serve God—God does not exist to serve man. Therefore, “earthly justice” does not apply to God, and for “the reprobate”—those not elected for salvation—to claim God is unjust only reveals their ignorance about his mysterious ways, since God’s will cannot be thwarted by human ideals of fairness. Weber argues that this makes God transcendent almost to the point of abstraction, an otherworldly, inscrutable power.
Again, although claiming to make no value judgments, Weber’s inclusion of Milton serves to slant the reader against Calvinism. Calvin’s gradual and methodical construction of his doctrine contrasts with Luther’s development of the idea of the calling, which Weber describes as a loose idea that was mainly in response to Catholic monasticism. Calvin’s concept of God elevates itself above human understanding, which effectively argues that if it doesn’t make sense, that’s only because humans are too small-minded to understand. This seems to mitigate any rational argument against Calvinism.
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Weber claims that the doctrine of predestination, in “all the pathos of its inhumanity,” darkened the mood of all who ascribed to it, leaving them incredibly lonely. Under Calvinism’s logic, each person cannot look to their friends, family, or church to aid them in their quest for salvation. They walk their path alone, towards an end already established, though they don’t know whether it will be heaven or hell. For the Puritans (which grew out of Calvinism), Weber argues that this created both their negative attitude towards emotion and sensuality, since those do not aid their salvation, as well as a “pessimistically tinted individualism” that still exists in nations and institution descended from Puritans. Weber notes that the Calvinist’s relationship with God is purely internal, an act of “profound loneliness.”
Once again, Weber’s description of Calvinism’s “inhumanity” is not unfounded, but does suggest that he is not as neutral about the denomination as he claims to be. The loneliness that the Calvinist feels suggests that religion, along with shaping society, also shapes the feelings and disposition of the individual adherent. Their individualist position before God contrasts with Catholic theology, which practices the sacraments together as a group.
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This pessimistic individualism is particularly notable in Puritan literature, much of which even advises trusting no one but God and being suspicious of one’s friends. In The Pilgrim’s Progress, the most famous Puritan allegory ever written, the main character, Christian, leaves his crying wife and children in the City of Destruction so that he can run to the Celestial City, fingers in his ears to drown out their screams while he shouts, “Life, eternal life.” Weber argues that this perfectly encapsulate the selfish outlook of the Puritan, concerned only with his own salvation.
The City of Destruction symbolizes hell and damnation, while the Celestial City symbolizes heaven and salvation. Christian obviously symbolizes the Christian adherent on their path to salvation. Christian’s disregard for his wife and children suggests that he values his own salvation more than caring for his family, even for the children that he brought into the world.
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With their inner isolation and belief that life only exists to glorify God, the Calvinists took Luther’s loose concept of calling and made it a “characteristic part of their ethical system.” Thus, within Calvinism, work becomes the primary method to serve and glorify God; it becomes the ethical center of humanity’s existence. Weber suggests that the doctrine, inhospitable as it seems, “endured” due to the insecurity it created within its adherents—practicing Calvinists inevitably begin to wonder whether or not they are part of God’s elect, since John Calvin taught that human eyes could not possibly judge the difference for themselves—even though Calvin was certain of his own election.
Calvin’s certainty of his own salvation appears hypocritical in light of his insistence that no one can know whether they are truly saved. Calvinism effectively systematizes Luther’s basic idea, which demonstrates the role that John Calvin played during the Protestant Reformation—while Luther initiated the separation from the Catholic Church, Calvin turned Protestantism from a loose reform movement into a full and powerful system.
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Because of their insecurity about their own “state of grace,” Weber argues that Calvinists were always looking for “distinguishing features” of the elect, ways to prove to themselves that they are chosen for salvation. This became necessary for church communities as well, since Calvinists believed that people should not participate in Holy Communion unless they are true Christians, among the elect. Although Calvin taught his followers to simply “regard” themselves as “elect” and trust in God’s providence, this was impossible. Instead, the main sign of one’s salvation was their fulfillment of their earthly calling. “Tireless labor” became “the best possible means of attaining this self-assurance.”
The “state of grace” refers to a person’s salvation or damnation. Calvinists come to depend on Luther’s concept of the calling to ease their own insecurities. This interaction between Lutheranism and Calvinism demonstrates not only how different religious ideologies build off of each other, but also how those ideologies can combine and have unintended consequences, such as Calvinists’ desperate pursuit of work to prove to themselves that they won’t go to hell.
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While the Lutherans believe that one can emotionally feel God’s presence in their souls, Calvinists distrust such appeals to emotion. The consequence of this distrust is that Calvinists must constantly strive to work in their calling, to ensure their life is dedicated to good works, which are “indispensable for salvation.” These good works prove that they are properly saved, empowered by God to enable them to lead lives of “Christian conduct.” Ironically, Weber (and the Lutherans) argue that though the Calvinists believe they cannot earn salvation but must be given it, their dependence on good works to feel “saved” means that the “Calvinist ‘creates’ his salvation himself.”
Calvinism’s reliance on good works to demonstrate their own salvation creates a catch-22, since they believe that works cannot save them, yet works are the only way to know God chose to save them. This demonstrates how even a contradictory, circuitous religious ideology can powerfully shape human behavior. Calvinism’s distrust of emotion suggests that the religion tends toward strict rationalism.
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Weber argues that practically, this doctrine makes Calvinism one of the most productive religions to ever exist in terms of “moral action.” Whereas Catholics live “hand to mouth” regarding salvation—whenever they sin, they can negate that sin with repentance and good works—Calvinists must live their entire lives in action. Their pursuit of their calling, which validates their salvation, is “raised to the level of a system.” Although the Calvinist’s life is “exclusively directed toward the transcendental goal of salvation,” their practical work becomes rationally organized, ruthlessly methodical to prove that their whole lives suggest they are part of God’s elect, that they’ve moved from their natural state to the “state of grace.”
The Catholics’ “hand to mouth” attitude towards repentance and salvation reflects their traditionalist attitude towards money and wealth. Likewise, the Calvinists’ need to constantly prove their salvation to themselves and others reflects their practice of constantly working and profiting, embodying the capitalist spirit. The parallel between religious ideology and practical outcome demonstrates the way that such ideologies can shape human behavior.
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Weber states that traditional Christian asceticism, though it involves a monastic life, is less committed to “arbitrary withdrawal from the world” and “self-torment” than in creating a studiously disciplined life, free from the impulsive self which craves hedonistic pleasures. The ascetic aims to be alert, contemplative, and rational at all times. This desire for “absolute self-control” was shared both by Catholics and by Protestants. Weber argues that for both Catholics and Protestants, this “methodical control over the whole man” allowed them to develop their respective “tremendous world-conquering power” and made them formidable agents in history.
Weber’s statement that Christian asceticism—both for Protestants and Catholics—contributes to their power to dominate others again suggests that religion plays a powerfully formative role in society, even developing the self-discipline to conquer and control other nations. Considering that Christian countries at one point controlled or colonized the majority of the world, Weber’s argument seems well-founded.
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Calvinism, however, turns the Catholic’s monastic asceticism into “innerworldly [earthly; everyday life]” asceticism, following Luther’s push away from monastic tradition. Under Calvinism, those people who’d once made excellent monks moved their ascetic ideals into their secular occupations. One of Calvinism’s primary contributions to Luther’s idea of the calling was the concept of “putting one’s faith to the test in secular working life.” However, due to Calvinist doctrine that humanity is fundamentally wretched and opposed to God, those people who view themselves as the elect form a “spiritual aristocracy” that looks down on the “reprobates” around them, hostilely viewing them as “enemies of God.”
Weber claims that Calvinism makes its followers lonely, selfish, desperately insecure, and now arrogant towards others, which again suggests that he takes a dire view of Calvinism as a whole and its effect on society and human behavior. Such behaviors underscore the negative impact organized religion can have on society. At the same time, Calvinism’s development of the capitalist spirit encouraged the building up of Western society. This suggests that religion’s role in society is dynamic, encompassing both positive and negative effects.
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Particularly through Calvinism, Reformed Protestants systematized Christian asceticism to such a degree that they kept careful record of their own progress in life. Most prominent theologians advised the practice of keeping a personal journal to record their habits, temptations, and successes, “to feel [their] own pulse.” As a result of this “systematization of the ethical conduct of life,” Christianity under Calvinism governed every aspect of existence. Weber notes that he has focused mainly on Calvinism so far, in large part because its doctrine of predestination not only became foundational for many subsequent Protestant movements, but also because he finds Calvinism uniquely effective and logically consistent. Its militarism produces a far more methodical life than the Lutheranism, which holds that salvation can be won back through repentance, and thus Lutherans have less need for unceasing labor and vigilance.
The different outcomes between Lutherans and Calvinists, though both groups are Protestant, underscores the powerful effect that religious ideology can have on individual behavior. Even relatively small distinctions, such as Lutheranism’s belief that salvation can be won by repentance, result in significant behavioral outcomes. Despite Weber’s dark view of Calvinist theology and practice, he seems to respect its logic and effectiveness as an ethical system, regardless of its moral quality.
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Lutheranism appears far less constrained by the ascetic impulse, even within its own practice of piety. The Lutheran feels free to let emotions and sentimentality run their due course. As a result of their more gracious ideas on salvation, Weber argues that Lutherans are far less methodical in their lifestyles, though also joyfully uninhibited. He compares the inner repression of the Anglo-American, descended from Calvinists and Puritans, with the comparative freedom of modern Germans, descended from Lutherans. Although Calvin’s doctrine of predestination is not the only progenitor of such a rationalized, methodical lifestyle, Weber believes it was of the “utmost psychological efficacy.”
Weber establishes a contrast between Lutherans and Calvinists, where Lutherans are less methodical and thus less productive, but happier, and Calvinists are methodical to a fault, and stern. This suggests that although a methodical life is better suited to productivity and capitalist success, this comes at the cost of experiencing pleasure and inner freedom. However, for Calvinists who reject such pleasure or freedom, this hardly seems to be a cost.
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The ascetic tradition of Pietism is usually based on the doctrine of predestination and thus closely resembles Calvinism. Where they differ, however, is in the scope of their ascetic practice. The Pietists remove themselves further from the world and distrust institutional theologians. According to Weber, Pietists gather together into closed communities with the aim of completely deadening themselves to worldly influence, in the hope of experiencing the “bliss” of communion with God while still on earth. This hope for an emotional state contradicts Calvinism’s rational austerity, while the desire to further disconnect from the secular world occasionally results in a return to monastic life.
The Pietists ironically err into practice that resembles Catholic monastic tradition, even though, as Protestants, they claim to reject that tradition. This suggests that, in some instances, denominational conflicts have more to do with image than with actual practice. The Pietists’ emotional hope, in spite of Calvinism’s hard rationality, demonstrates the ideological variations that flourish even within connected traditions.
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However, when Pietism does not lapse into monasticism and does not abandon the concept of predestination—as Lutheran Pietism did—Weber argues that it produces an even more serious and methodical person. Pietists of this nature go beyond Calvinism and divide the elect into “active” and “passive” Christians, arguing that one may be “elect” and yet not wholly committed to their calling or properly ascetic enough. Such Pietists believe that their “perfection as measured against the [Old Testament] law was a sign of a state of grace” and that God providentially “blesses his own with success in their labors.” Such lofty ideals develop an “aristocracy of grace” among many Pietists, much like the Calvinists, which causes them to hold themselves as a sort of elite human being.
The existence of Lutheran Pietism again demonstrates the variation within single traditions as well as how faith traditions overlap and intersect. Impressively, the Pietists create an even more systematized faith practice than Calvinism. This suggests that in some Protestant denominations, religious beliefs exert a militaristic level of control over day to day life. The “aristocracy of grace” suggests that some religious beliefs drive adherents toward supreme arrogance, rather than religious humility.
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The German Pietist Zinzendorf added to the Protestant ascetic tradition by arguing for a life of labor in a calling from a utilitarian viewpoint, spurning the “philosophical speculation” of Luther and Calvin. However, in total, Weber views the Pietist movement as a weaker form of Calvinism, at least in its encouragement of a rationalistic, methodical life. Pietism’s tendency toward emotional experiences inevitably leads to the desire for pleasure, to enjoy the present. Weber argues that this weakens the capitalist drive, since the prudent capitalist must always save or invest for the future.
Once again, Weber pits any sort of emotional vibrancy or enjoyment of life against the “capitalist spirit,” since such things detract from strict rationality and methodical conduct. This suggests that ideal capitalist life is not a happy one, but one of cold calculation and discipline.
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Weber states that Methodism was established as the Anglo-American parallel to German Pietism. Like Pietism, breaking from Calvinism, Methodism places increasing emphasis on emotion, arguing that salvation should not be met with austere rationalism, but joy. Because they believe that salvation should be marked by an emotional change, the Methodists lack the Calvinists’ grim insecurity, replacing it with an inner happiness. Also breaking from Calvinism, the Methodists believe that God’s grace can be lost and won again. This, too, makes their spirits lighter, though Weber notes that some members abuse this “Christian freedom” as an excuse to live undisciplined lives.
The Methodists’ lack of insecurity and greater inner happiness contributes to their weakened capitalist spirit. This implies that the capitalist spirit does not often coincide with a happy or contented life, seemingly because a person who is happy with who they are and where they are does not need to commit their entire being to financial success.
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Weber argues that Methodism, like Pietism, rests on weaker ethical foundations that allow for a less methodical and rational existence than Calvinism.  Because of this, he does not believe Methodism made any significant contribution to the evolution of the calling or development of ascetic practice.
Although Methodism contributes to the historical context of Weber’s argument, it is ultimately insignificant to his broader point.
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According to Weber, the Baptists, which later spawned the Mennonites and Quakers, contributed to Protestant asceticism through their belief in “the believer’s church.” Although not the first to adopt this idea, the Baptists hold that the church (in the proper sense) is not a “charitable foundation” or open house of God within a sea of redeemed and unredeemed humanity; rather, it is the exclusive community of “personal believers and born-again Christians” who have actively and inwardly accepted God’s grace. Because of this exclusivity, the early Baptists claimed to be the only “true church” and actively shunned the rest of the world, viewing its pleasures as “idolatry.”
The Baptist’s concept of the “true church” further disconnects practicing Protestants from the simple enjoyment of life, which thus builds upon Protestant asceticism. The belief that the church is no longer a “charitable foundation” suggests that Baptists push away from the Catholic monastic practice of serving the poor as well. Within this ideology, Baptists would be inclined to keep even more of their money, since they no longer practice redistributing it to the needy, which would be a notably un-capitalist behavior.
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Weber argues that the Baptist’s belief that God speaks to Christians inwardly, though their “inner light,” effectively eliminated the concept that the Bible is the “sole authority” of God, since their personal revelations are now valid as well. However, the Baptists share Calvinism’s conviction that natural man is wholly beneath God, and also that a life of perfect obedience, lived by conscience, is the only true mark of a Christian. As such, they stress good works, while still denying that the works themselves can lead to salvation. Although the Baptists do not cling as tightly to the calling as Calvinists do, Weber notes that early Baptist communities ethically refused to participate in politics or war, leaving business and economics their only means of making a living. Because of this, early Baptists, particularly the Quakers, threw themselves into the capitalist spirit, where they could ethically put their energy to use.
The Baptists’ emphasis on good works as a sign of salvation—and simultaneous denial that good works lead to salvation—suggests that they possess the same insecurity as Calvinists and are caught in the same catch-22. The Baptists’ belief that they cannot participate in politics or military service ironically forbids them from any form of public service, implying that their whole existence becomes devoted to personal gain. This suggests that the Baptist concept of asceticism is far more self-serving than Catholic monastic asceticism, which based itself on voluntary poverty and service to the needy.
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Weber states that his next objective will be to examine Protestant asceticism’s move out of the monastery and into everyday secular life, developing the capitalist spirit within individuals by training them to be rational and methodical in every aspect of their lives. Although it may have had some impact, Weber is less interested in the effects of church discipline and religious rule. Though both were severe under Calvinism, Weber will focus on the development of individual motivation towards capitalist gains.
Weber has thus far touched on Protestant asceticism’s origin in various denominations, but hasn’t examined asceticism’s direct effect on the “capitalist spirit,” which he will now pursue. His focus on Protestant asceticism’s impact on capitalist development, rather than on the individual as a whole, keeps his argument narrowed to the relationship between Protestantism and capitalism.
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