The Overstory

by

Richard Powers

The Overstory: Part 1: Roots—Douglas Pavlicek Summary & Analysis

Summary
Analysis
One morning, the police arrive at Douglas “Douggie” Pavlicek’s tiny apartment in Palo Alto to arrest him. Douggie can’t help smiling as he’s being taken away—he’s participating in an experiment where he will be paid 15 hours a day to do essentially nothing. He is taken to the real police station, however, and then blindfolded and placed in a makeshift “prison,” where he is labeled as Prisoner 571. The nameless guards are already overeager with their clubs and perform several roll calls and “ritual humiliations” that night.
Douglas (or “Douggie”) is introduced as a participant in the Stanford Prison Experiment, a real-life psychological study that took place in 1971. In the study, subjects were randomly divided into “guards” and “prisoners,” with one group being given total control over the other. It had to be shut down early when the participants quickly began abusing one another.
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In the middle of the night, Douggie is pulled from his bed for another torturous roll call. He realizes then that this experiment is testing something more frightening than he’d been led to believe, but he still feels that he can survive for at least two weeks. On the second day, tensions escalate further between the guards and the prisoners. Soon, the guards are torturing those who rebel and throwing them in solitary confinement, strip-searching at random, and making even the bathroom a privilege. Douggie already starts to think of himself only as Prisoner 571.
As with the character of Adam Appich, the book introduces the Stanford Prison Experiment to emphasize the idea that humans have a natural tendency to adopt a herd mentality. If one’s group decides that it is normal and right to act in a certain way—whether this is to dehumanize themselves, like Douggie and the other prisoners, or to torture those they have control over, like the guards—people are extremely likely to abandon logic and go along with the group’s actions.
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Douggie now feels like he can’t survive two weeks after all. Another prisoner snaps and says he wants to go home, but per the parameters of the experiment, he cannot. Douggie can tell that the man is having an actual mental breakdown, and eventually someone takes him away—but the experiment continues. Everything gets worse, with the guards pitting the prisoners against each other and escalating the torture and manipulation.
As with the other participants in the study, Douggie quickly adapts to his new experience and is unable to maintain the amused aloofness that he entered with. He knows that this is just a psychological study, but he is also now truly afraid for his health and sanity.
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A new prisoner starts to organize a hunger strike, and the guards punish him severely. They then announce that if anyone wants to give up their own blanket for the night, the new prisoner will be released. Douggie feels guilty about it, but because no one else gives up their blankets, he doesn’t either. That night, Douggie lies awake, wondering what would happen if this experience were to last for years, as it does for millions of people.
Not only do the guards abuse their newfound power, but the prisoners also turn against one another. In such a situation, it seems that almost everyone reverts to their most selfish instincts. The book then makes the point that although this particular situation is an experiment, it is also a lived reality for millions of others, emphasizing just how cruel people can be to one another.
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The next morning, some higher-ups arrive and disband the experiment. Everyone is allowed to go home. Only six days have passed, yet Douggie can barely remember himself outside of Prisoner 571. The “prisoners” are all indignant about what has happened and the suffering they’ve endured, but Douggie knows now that he must always see himself as someone who wouldn’t surrender his blanket to help a fellow person.
Douggie must now return to his normal life, but he has been forever changed by his brief experience in the study. He comes to similar conclusions as Adam, though by very different means: that humans are basically selfish animals whose behavior is extremely predictable.
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When Douggie returns to his efficiency apartment, he holes up, drinking and watching TV. He sees a program about the U.S. operations in Laos and decides to enlist. He knows the war is hopeless, but he also recognizes that “something is distinctly fucked up in the status quo,” and he just wants steady work for a while.
Douggie joins the Vietnam War, in which the U.S. also had operations in neighboring countries. He feels broken by his experience in the “prison” and disenchanted with the “status quo” of society, so he wants to quiet his troubled mind with hard work.
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Years later and now in Thailand, Douglas Pavlicek has become a technical sergeant with the U.S. Air Force, flying planes loaded with barrier material and explosives. He still recognizes that the war is lost, but he prizes staying busy over “paying attention.” During the day, Douggie often forgets to drink water and passes out, but he gets drunk or high every night. The Thai people seem to recognize that they’ve backed the wrong side in the war, but Douggie only experiences kindness from them, and he is considering staying in the country even after the war.
Douggie lives a life of constant distraction, trying to avoid thinking about what he now knows about human nature. He actively avoids “paying attention”—which the book presents as an overwhelmingly positive act—and instead loses himself in work and substances.
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One day, Douggie is making a routine flight to Cambodia when his plane is hit by a missile. They try to fly for a while on only one engine but then begin to go down, and a fire starts on the plane. Douggie knows they must drop their pallets of explosives or they’ll all die, and he works quickly despite the flames. He manages to drop all the deadly cargo, but then Douggie himself falls out of the plane as well.
During the Stanford Prison Experiment, Douggie wouldn’t give up his blanket to help a fellow “prisoner.” But here, in this moment of crisis, he does act selflessly, risking his life to clear the plane of explosives and save all of his men. This offers a more hopeful view of human psychology.
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The narrative switches to describe the birth of a banyan fig tree three hundred years earlier: how it was fertilized by a specific wasp, passed through the digestive system of a bird, and eventually took root. Centuries passed, and the fig grew massive. Its limbs became new trunks dripping down into the earth and finally became a grove of thousands of tree trunks, yet still all a single banyan tree.
The Overstory frequently treats specific trees like characters in their own right, as is the case with this banyan fig and its origin story here. This is also another example of the narrative disrupting the flow of time to expand to a perspective beyond its characters’ immediate experience.
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Douggie is still falling through the air. In his panic, he accidentally discharges the gun strapped to his thigh, and a bullet tears through his leg. He screams and then crashes into the banyan tree, which has “grown up over the course of three hundred years just in time to break his fall.” Branches cut him and tangle his parachute, and he ends up hanging 20 feet above the ground.
Here, the book explicitly shows how time might pass differently for a tree and for a human, as Douggie’s seconds-long fall from the plane is compared to the tree’s 300-year growth to catch him in its branches. The two beings move in their own sense of time but still come together at exactly the right moment.
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Meanwhile, a bus of pilgrims arrives to see the “divine tree” and the shrine set among its trunks. Just as the group approaches the shrine, Douggie crashes into the tree. The pilgrims scatter and then see the American hanging from the branches of the banyan. They cut him down and debate what to do with him. When he regains consciousness, Douggie first thinks he’s dead, but one of the pilgrims tells him that the “Tree saved your life.”
The fact that Douggie’s life is saved by a tree will haunt him for a long time and affect many of his future actions. It’s also noteworthy that this particular tree is seen as holy, and that pilgrims actively come to see it—this is a rare example in the book of humans actually respecting and revering a tree instead of seeing it as an object to be exploited.
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Douggie is driven to the city of Khorat, where his leg is treated, and then back to his base. All his crewmates have survived, mostly thanks to his actions, though his own leg is hopelessly crippled. Douggie himself is still mystified that he was saved by a tree. The Air Force discharges him, gives him a medal and a pension, and sends him back to California.
Readers can infer from Douggie’s life-saving encounter with the banyan tree that he, like the book’s other characters, will go on to respect trees and value nature in a way that most people don’t. As an injured war veteran, Douggie’s character goes against the usual stereotype of environmental activists.
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Nine years later, Douggie is in Idaho watching a horse ranch for a wealthy elderly couple. Winter is coming on, and Douggie spends his Saturday smashing potholes into the road that goes past the ranch just so people will have to slow down and maybe talk to him a bit. Otherwise, he spends all his time alone with the horses, reading to them and thinking about humanity. He increasingly believes that “the greatest flaw of the species is its overwhelming tendency to mistake agreement for truth.” At the same time, he recognizes his own need for affirmation from others—why he’s smashing potholes in the road, for example.
Douggie no longer tries to distract himself constantly, but finally slows down in his solitude and lets himself think about the Stanford Prison Experiment and his experiences in the war. He comes to a conclusion similar to Adam’s: that humans are guided more by “agreement” with their surrounding group than objective reason or “truth.” It’s also noteworthy that he treats the horses like fellow intelligent beings by reading and talking to them.
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Quotes
The next night, Douggie goes to Blackfoot, the nearest town, and drinks and gambles the night away. Then he returns and settles in for the long winter. For months he is completely alone, reading to the horses, whittling, and thinking about women. In spring he tries to go hunting, but he finds that he can’t pull the trigger. When his employers return in the summer, he politely quits and leaves the ranch, unsure of where to go next. He decides to drive west to Eugene, Oregon, where he has a friend.
Douggie generally leads an aimless existence after returning from the war. He seems to prefer the company of animals and nature rather than people.
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Driving backroads through the dense forest, Douggie pulls over to use the bathroom. He steps through the first few rows of trees by the road and then sees daylight—the entire hillside has been brutally clear-cut. Douggie staggers across the road and checks the other side, only to find the same thing. He realizes that all the supposedly pristine forest he’s been driving through is just a façade, a thin veneer of nature to disguise the mass destruction happening behind it. At a gas station, Douggie asks the cashier about the clear-cutting. The man says that the thin curtains of trees are called “beauty strips,” and that the land is a national forest, not a national park, so it’s not protected at all.
Clear-cutting is a real phenomenon that the book is bringing to readers’ attention. People generally don’t like to see clear-cut forests, but they do want cheap wood products, so companies have learned to hide their destruction behind a narrow screen of living trees. Even the name “national forest” is a kind of façade, as it sounds synonymous to a national park—but national parks are primarily about preservation, while national forests can be used for resources like lumber.
Themes
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Douggie keeps driving, growing increasingly enraged by both the logging itself and the successful trick of the “beauty strips.” In Eugene, Douggie pays for a ride in a prop plane, wanting to see everything from above. He is devastated by the destruction. When he returns to ground, he spends three days on his friend’s couch, depressed. Then he finds a job with a contractor, planting Douglas-fir seedlings back into the clear-cut lands. He vaguely knows that he’s just working for the same people who logged the forest in the first place, but he feels he has to do something to change the appearance of the ravaged landscape.
The book presents Douggie’s discovery of the clear-cutting and his subsequent anger in the hopes that bringing awareness to such practices will make readers feel similarly. Douggie’s move to start planting seedlings is one possible response to the crisis, but he’s not being as effective as he’d like.
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Douggie works for months, traveling the clear-cut zones and planting thousands of seedlings, sleeping in tree-planter camps with other quiet, isolated workers. As he works, he is overwhelmed by the smell of the cut trees, and he can hear the logging equipment working in the distance, but he is comforted to know that silent growth is also happening all around him. Douggie works through fog and rain, alone and with others. The tiny saplings look helpless amid the destruction, but he recognizes that if they survive, they can become giants. Douggie blesses his trees as he plants them, thinking, “Hang on. Only ten or twenty decades. […] You just have to outlast us.
The Overstory often comments on the slow, quiet growth of trees that is happening all around, even as its human characters move about and act within their own sense of time. Here, Douggie reflects the sentiments shared by several other characters: the belief that humanity is doomed to go extinct soon, but that this will also mean the salvation and rebirth of the natural world.
Themes
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Time Theme Icon
Destruction, Extinction, and Rebirth Theme Icon
Complexity, Branching, and Interdependence Theme Icon
Consciousness, Value, and Meaning Theme Icon