How Democracies Die

by

Steven Levitsky and Daniel Ziblatt

Institutional Forbearance Term Analysis

Institutional forbearance is the norm that politicians exercise restraint in using their legal powers, in order to respect the spirit of the law and protect legitimate democracy. According to Levitsky and Ziblatt, institutional forbearance is one of the two key norms in a democracy, along with mutual toleration. The opposite of institutional forbearance is constitutional hardball.

Institutional Forbearance Quotes in How Democracies Die

The How Democracies Die quotes below are all either spoken by Institutional Forbearance or refer to Institutional Forbearance. For each quote, you can also see the other terms and themes related to it (each theme is indicated by its own dot and icon, like this one:
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).
Chapter 5 Quotes

A second norm critical to democracy’s survival is what we call institutional forbearance. Forbearance means “patient self-control; restraint and tolerance,” or “the action of restraining from exercising a legal right.” For our purposes, institutional forbearance can be thought of as avoiding actions that, while respecting the letter of the law, obviously violate its spirit. Where norms of forbearance are strong, politicians do not use their institutional prerogatives to the hilt, even if it is technically legal to do so, for such action could imperil the existing system.
[…]
Think of democracy as a game that we want to keep playing indefinitely. To ensure future rounds of the game, players must refrain from either incapacitating the other team or antagonizing them to such a degree, that they refuse to play again tomorrow. If one’s rivals quit, there can be no future games. This means that although individuals play to win, they must do so with a degree of restraint.

Related Characters: Steven Levitsky and Daniel Ziblatt (speaker)
Page Number: 106-107
Explanation and Analysis:

Mutual toleration and institutional forbearance are closely related. Sometimes they reinforce each other. Politicians are more likely to be forbearing when they accept one another as legitimate rivals, and politicians who do not view their rivals as subversive will be less tempted to resort to norm breaking to keep them out of power. Acts of forbearance—for example, a Republican-controlled Senate approving a Democratic president’s Supreme Court pick—will reinforce each party’s belief that the other side is tolerable, promoting a virtuous circle.

Related Characters: Steven Levitsky and Daniel Ziblatt (speaker)
Page Number: 111
Explanation and Analysis:

But the opposite can also occur. The erosion of mutual toleration may motivate politicians to deploy their institutional powers as broadly as they can get away with. When parties view one another as mortal enemies, the stakes of political competition heighten dramatically. Losing ceases to be a routine and accepted part of the political process and instead becomes a full-blown catastrophe. When the perceived cost of losing is sufficiently high, politicians will be tempted to abandon forbearance. Acts of constitutional hardball may then in turn further undermine mutual toleration, reinforcing beliefs that our rivals pose a dangerous threat.

Related Characters: Steven Levitsky and Daniel Ziblatt (speaker)
Page Number: 111
Explanation and Analysis:

Polarization can destroy democratic norms. When socioeconomic, racial, or religious differences give rise to extreme partisanship, in which societies sort themselves into political camps whose worldviews are not just different but mutually exclusive, toleration becomes harder to sustain. Some polarization is healthy—even necessary—for democracy. And indeed, the historical experience of democracies in Western Europe shows us that norms can be sustained even where parties are separated by considerable ideological differences. But when societies grow so deeply divided that parties become wedded to incompatible worldviews, and especially when their members are so socially segregated that they rarely interact, stable partisan rivalries eventually give way to perceptions of mutual threat. As mutual toleration disappears, politicians grow tempted to abandon forbearance and try to win at all costs. This may encourage the rise of antisystem groups that reject democracy’s rules altogether. When that happens, democracy is in trouble.

Related Characters: Steven Levitsky and Daniel Ziblatt (speaker)
Page Number: 115
Explanation and Analysis:
Chapter 6 Quotes

Throughout his life, Washington had learned that he “gained power from his readiness to give it up.” Thanks to his enormous prestige, this forbearance infused many of the American republic’s other nascent political institutions. As historian Gordon Wood put it, “If any single person was responsible for establishing the young Republic on a firm footing, it was Washington.”

Related Characters: Steven Levitsky and Daniel Ziblatt (speaker), George Washington
Page Number: 129
Explanation and Analysis:

In the 150-year span between 1866 and 2016, the Senate never once prevented the president from filling a Supreme Court seat. On seventy-four occasions during this period, presidents attempted to fill Court vacancies prior to the election of their successor. And on all seventy-four occasions—though not always on the first try—they were allowed to do so.

Related Characters: Steven Levitsky and Daniel Ziblatt (speaker)
Page Number: 136
Explanation and Analysis:

The norms sustaining our political system rested, to a considerable degree, on racial exclusion. The stability of the period between the end of Reconstruction and the 1980s was rooted in an original sin: the Compromise of 1877 and its aftermath, which permitted the de-democratization of the South and the consolidation of Jim Crow. Racial exclusion contributed directly to the partisan civility and cooperation that came to characterize twentieth-century American politics.
[…]
The process of racial inclusion that began after World War II and culminated in the 1964 Civil Rights Act and 1965 Voting Rights Act would, at long last, fully democratize the United States. But it would also polarize it, posing the greatest challenge to established forms of mutual toleration and forbearance since Reconstruction.

Related Characters: Steven Levitsky and Daniel Ziblatt (speaker)
Page Number: 143
Explanation and Analysis:
Chapter 7 Quotes

If, twenty-five years ago, someone had described to you a country in which candidates threatened to lock up their rivals, political opponents accused the government of stealing the election or establishing a dictatorship, and parties used their legislative majorities to impeach presidents and steal supreme court seats, you might have thought of Ecuador or Romania. You probably would not have thought of the United States.
Behind the unraveling of basic norms of mutual tolerance and forbearance lies a syndrome of intense partisan polarization. […] Over the last quarter century, Democrats and Republicans have become much more than just two competing parties, sorted into liberal and conservative camps. Their voters are now deeply divided by race, religious belief, geography, and even “way of life.”

Related Characters: Steven Levitsky and Daniel Ziblatt (speaker)
Page Number: 167
Explanation and Analysis:
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Institutional Forbearance Term Timeline in How Democracies Die

The timeline below shows where the term Institutional Forbearance appears in How Democracies Die. The colored dots and icons indicate which themes are associated with that appearance.
Introduction
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Authoritarianism vs. Democratic Norms Theme Icon
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...the two key norms are mutual toleration (accepting the other side as legitimate) and institutional forbearance (refraining from using all of one’s legal powers). But they’ve been eroding since the 1980s,... (full context)
Chapter 5: The Guardrails of Democracy
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...who break them face serious consequences. The two main rules are mutual toleration and institutional forbearance. (full context)
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Next, institutional forbearance means that politicians avoid actions that are technically legal but violate the spirit of the... (full context)
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Many democracies rely on forbearance. For instance, in Britain, the Crown technically has the power to select the prime minister—but... (full context)
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When they abandon forbearance, democracies become divided and dysfunctional. Parties play “constitutional hardball,” pushing the rules to their limit... (full context)
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The two key democratic norms, mutual toleration and institutional forbearance, tend to work together. When forbearance predominates, rivals are more likely to see each other... (full context)
Chapter 6: The Unwritten Rules of American Politics
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...[was] off the agenda.” Soon, bipartisanship was common. And as mutual toleration increased, so did forbearance. (full context)
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In the 20th century, mutual toleration and institutional forbearance allowed the U.S. political system to function smoothly. They kept the executive, legislative, and judicial... (full context)
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...rulings, or issue pardons to avoid judicial oversight. Therefore, it’s crucial for them to exercise forbearance. George Washington understood this and set a strong precedent for restraint. He avoided overstepping his... (full context)
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...to completely stop any bill from passing. For centuries, though, senators didn’t abuse them—they exercised forbearance instead. Political scientist Donald Matthews argued that this was based on norms of courtesy and... (full context)
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While mutual toleration and institutional forbearance predominated in the 20th century U.S., they also broke down in three key moments. First,... (full context)
Chapter 7: The Unraveling
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...Obama’s replacement candidate, Merrick Garland. This was an unprecedented break with the Senate’s tradition of forbearance. As soon as Donald Trump came into office, the Republican-led Senate pushed through his conservative... (full context)
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...landslide election and Gingrich became Speaker of the House in 1994, the party completely abandoned forbearance in the hopes of stopping Democrats any way they could. They politicized the impeachment process... (full context)
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...Democrats threatened the existence of the U.S., and it used this threat to justify rejecting forbearance, too. During the Great Recession, Republicans banded together to obstruct Obama’s entire legislative agenda. They... (full context)
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...nominees, and when Congress wouldn’t pass legislation, Obama started ruling through executive actions, which violated forbearance. Republican-led state governments started simply ignoring these orders, undermining the federal government’s authority. (full context)
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Levitsky and Ziblatt cite three key events that show how severely forbearance collapsed during the Obama administration. First, in 2011, Republicans decided to freeze debt ceiling negotiations... (full context)
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...Again.” Republicans have learned that it’s advantageous for them to abandon norms of toleration and forbearance and instead treat politics as a war against their Democratic enemies. (full context)
Chapter 8: Trump Against the Guardrails
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...advantage. Pro-democracy leaders like Abraham Lincoln and George W. Bush have, too, but only through forbearance—which Trump seems uninterested in exercising. Levitsky and Ziblatt argue that Trump exploiting a terrorist attack... (full context)
Chapter 9: Saving Democracy
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...in the U.S., democracy has depended on the key norms of mutual toleration and institutional forbearance. The founders thought that well-designed institutions would be enough to stop tyranny, but they were... (full context)